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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-11 |
| OH | RA | APPROVED | 2025-11-24 |
| TX | RA | APPROVED | 2025-11-24 |
Branch Locations
2702 Erie Avenue Suite 308, Cincinnati, OH 45208 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandlapper Securities, Llc | Greenville | SC | 06/2014 | 05/2019 |
| Sandlapper Wealth Management, Llc | Cincinnati | OH | 01/2015 | 12/2020 |
| Cabot Lodge Securities Llc | New York | NY | 05/2019 | 04/2022 |
| Agency Development Inc. | Cincinnati | OH | 01/2010 | Present |
| Brian T. Parker - Sports Officiating | Cincinnati | OH | 09/2016 | Present |
| Hyde Park Insurance Partners | Cincinnati | OH | 10/2018 | Present |
| Structured Settlement Consulting | Cincinnati | OH | 01/2010 | Present |
| Premium 72 Capital | Houston | TX | 01/2021 | 04/2022 |
| Dempsey Lord Smith, Llc | Rome | GA | 04/2022 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Dempsey Lord Smith, Llc | GA | 11/2025 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1) AGENCY DEVELOPMENT CORP, 1080 Nimitzview Dr, Cincinnati OH 45230, United States, 05/18/2023, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING 2) Structured Settlement Consulting, Not Investment Related, provide services to individuals receiving structured settlements, 1/2010, Director of Financial Planning, zero hours per month, zero hours during trading hours, help individuals manage their structured settlement including portfolio management. 3) Brian T. Parker, Not Investment Related, Sports Officiating, Cincinnati, OH, Official, 20 hours per month in season, zero hours during trading hours, officiate High School football games and wrestling matches. 4) HYDE PARK INSURANCE PARTNERS, 2702 Erie Ave, Suite 308, Cincinnati OH 45243, United States, 03/31/2022, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 5) Hyde Park Wealth Advisors, dba, Investment Related, 10/2021, 260 hours per month, 7.5 hours during trading hours, financial planner and wealth manager. 6) KEL Irrevocable Trust, Trustee/Advisor, 0.25 hr per month, 7) HYDE PARK WEALTH ADVISORS, LLC, 2702 Erie Ave, Suite 308, Cincinnati OH 45243, United States, 03/31/2022, Owner, Consulting/Coaching, NIR, 240 HR/MO - 240 HR/MO TRADING 8) CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO 160, HR/MO TRADING 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-01 |
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