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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-13
MD RA APPROVED 2009-10-05
PA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2013-11-13
  • MD RA
    APPROVED
    Since 2009-10-05
  • PA RA
    APPROVED
    Since 2009-10-05

Branch Locations

303 International Cir Ste 490, Hunt Valley, MD 21030 • United States

214 Senate Ave Ste 601, Camp Hill, PA 17011-2382 • United States

Freeland, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Timonium MD 10/2009 03/2020
Ameriprise Financial Services, Inc. Timonium MD 10/2009 03/2020
Ameriprise Financial Services, Llc Hunt Valley MD 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Timonium, MD
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Timonium, MD
  • 03/2020 → Present
    Hunt Valley, MD
Previous Registrations
  • 2006-02-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Harrisburg, PA
    Timonium, MD
    Timonium, MD
Other Businesses

Business Ownership; H Squared; Co-owner; Real Estate; 1755 oakland rd, , freeland, MD, 21053; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Farm Rental; Leasing of farm land on property of which I reside; oakland rd, , freeland, MD, 21053; Not Investment-Related; 03/25/2016; 0 hours per month; 0 during trading hours / Inventor/Designer; plans to pursue patent on a pickup truck accessory in regard to truck cap and other applicable areas; 1755 oakland rd, , freeland, MD, 21053; Not Investment-Related; 05/20/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-13
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S65 Uniform Investment Adviser Law Examination
    2006-02-13
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30

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