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William Martin Witte

LPl Financial LLC

Mooresville, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-12-13
  • IN RA
    APPROVED
    Since 2017-12-13

Branch Locations

23 W. Main Street, Mooresville, IN 46158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenwood IN 11/2017 11/2017
Investment Centers Of America, Inc. Mooresville IN 11/2017 11/2017
Lpl Financial Llc Mooresville IN 11/2017 Present
Investment Centers Of America Mooresville IN 09/2000 11/2017
  • 11/2017 → 11/2017
    Ameriprise Financial Services, Inc.
    Greenwood, IN
  • 11/2017 → 11/2017
    Investment Centers Of America, Inc.
    Mooresville, IN
  • 11/2017 → Present
    Mooresville, IN
  • 09/2000 → 11/2017
    Investment Centers Of America
    Mooresville, IN
Previous Registrations
  • 2017-11-13 → 2017-11-29
    Investment Centers Of America, Inc.
    Mooresville, IN
    Appleton, WI
    Mooresville, IN
  • 2017-11-01 → 2017-11-15
    Greenwood, IN
  • 2002-01-14 → 2017-11-02
    Investment Centers Of America, Inc.
    Mooresville, IN
    Mooresville, IN
Other Businesses

1. 11/29/2017 - WITTE TAX SERVICE - Investment Related - Tax Prep/Accounting/CPA - OWNER. 2. 11/29/2017 - COUNTRY VIEW LLC - Not Investment Related - Other-REAL ESTATE Development - PARTNER. 3. 11/29/2017 - C&M UTILITY, INC - Not Investment Related - Other-Business Owner - PRESIDENT/OWNER - PRESIDENT & 50% SHAREHOLDER OF WASTE TREATMENT FACILITY FOR COUNTRY VIEW LLC. 4. 8/7/2019 - Sunny Beaches LLC - Investment Related - Home Based & Panama City Beach, FL 32408 - Real Estate Rental - Started 05/24/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Rental condo. 5. 8/7/2019 - Freedom Legacy LLC - Investment Related - Home Based - Real Estate Rental - Started 07/08/2015 - 1 Hour Per Month/0 Hours During Securities Trading - Sole member of a LLC that rents buildings to USPS. 6. 8/7/2019 - Gone Postal LLC - Investment Related - Home Based - Real Estate Rental - Started 08/22/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Rent buildings to USPS. 7. 8/7/2019 - Mailbox Money LLC - Investment Related - Home Based - Real Estate Rental - Started 05/31/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Sole member of LLC that rents buildings to USPS. 8. 8/7/2019 - No Business Name - Investment Related - Camby, Dana, Gosport, Hillsboro, Martinsville, Mooresville, Pittsboro, Poland, Quincy, Stilesville, Thorntown & Waveland, IN - Real Estate Rental - OWNER OF RESIDENTIAL RENTAL PROPERTIES. 9. 11/11/2019 - No business name - investment related - at reported business location(s) - Notary Public - start date:11/13/2017 - 1 hr/mo - 1 hr during trading. 10. 1/15/2020 - Freedom Investments and Insurance Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2017 - 200 Hours Per Month/160 Hours During Securities Trading. 11. 11/16/2023 - Costal Postal LLC - Real Estate Rental - Investment Related - Mooresville, IN - Start Date 09/26/2022 - 1 Hour Per Month/ 0 Hours During Trading 12. 11/16/2023 - Indy Postal Realty LLC - Real Estate Rental - Investment Related - Mooresville, IN - Start Date 01/12/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-06
  • S66 Uniform Combined State Law Examination
    2000-11-06

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