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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenwood | IN | 11/2017 | 11/2017 |
| Investment Centers Of America, Inc. | Mooresville | IN | 11/2017 | 11/2017 |
| Lpl Financial Llc | Mooresville | IN | 11/2017 | Present |
| Investment Centers Of America | Mooresville | IN | 09/2000 | 11/2017 |
1. 11/29/2017 - WITTE TAX SERVICE - Investment Related - Tax Prep/Accounting/CPA - OWNER. 2. 11/29/2017 - COUNTRY VIEW LLC - Not Investment Related - Other-REAL ESTATE Development - PARTNER. 3. 11/29/2017 - C&M UTILITY, INC - Not Investment Related - Other-Business Owner - PRESIDENT/OWNER - PRESIDENT & 50% SHAREHOLDER OF WASTE TREATMENT FACILITY FOR COUNTRY VIEW LLC. 4. 8/7/2019 - Sunny Beaches LLC - Investment Related - Home Based & Panama City Beach, FL 32408 - Real Estate Rental - Started 05/24/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Rental condo. 5. 8/7/2019 - Freedom Legacy LLC - Investment Related - Home Based - Real Estate Rental - Started 07/08/2015 - 1 Hour Per Month/0 Hours During Securities Trading - Sole member of a LLC that rents buildings to USPS. 6. 8/7/2019 - Gone Postal LLC - Investment Related - Home Based - Real Estate Rental - Started 08/22/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Rent buildings to USPS. 7. 8/7/2019 - Mailbox Money LLC - Investment Related - Home Based - Real Estate Rental - Started 05/31/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Sole member of LLC that rents buildings to USPS. 8. 8/7/2019 - No Business Name - Investment Related - Camby, Dana, Gosport, Hillsboro, Martinsville, Mooresville, Pittsboro, Poland, Quincy, Stilesville, Thorntown & Waveland, IN - Real Estate Rental - OWNER OF RESIDENTIAL RENTAL PROPERTIES. 9. 11/11/2019 - No business name - investment related - at reported business location(s) - Notary Public - start date:11/13/2017 - 1 hr/mo - 1 hr during trading. 10. 1/15/2020 - Freedom Investments and Insurance Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2017 - 200 Hours Per Month/160 Hours During Securities Trading. 11. 11/16/2023 - Costal Postal LLC - Real Estate Rental - Investment Related - Mooresville, IN - Start Date 09/26/2022 - 1 Hour Per Month/ 0 Hours During Trading 12. 11/16/2023 - Indy Postal Realty LLC - Real Estate Rental - Investment Related - Mooresville, IN - Start Date 01/12/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-06 |
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