Chad Lee Baldwin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2023
  Edward Jones
  St Louis, MO
• 09/2023 → Present
  Lpl Financial Llc
  Mooresville, IN

Previous Registrations

• 2014-07-18 → 2023-09-20
  Edward Jones
  Mooresville, IN
  Mooresville, IN
• 2014-03-07 → 2014-07-21
  Lpl Financial Llc
  Indianapolis, IN

Other Businesses

1)09/18/2023 - Baldwin Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 2)09/18/2023 - Baldwin Wealth Strategies, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 09/2023

Exams

• S66 Uniform Combined State Law Examination
  2014-03-06
• S63 Uniform Securities Agent State Law Examination
  2009-11-02

Designations

• Certified Financial Planner

Other Names

• Chad L Baldwin
• Chad Lee Baldwin