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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-07
  • IN RA
    APPROVED
    Since 2023-07-07

Branch Locations

12 W Main St, Mooresville, IN 46158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2002 07/2023
Raymond James Financial Services, Inc. Mooresville IN 07/2023 Present
Raymond James Financial Services Advisors, Inc Mooresville IN 07/2023 Present
Brody J Wealth Management Mooresville IN 07/2023 Present
Kendrick Foundation Mooresville IN 05/2019 Present
Mooresville Consolidated School Corp Mooresville IN 07/2025 Present
  • 05/2002 → 07/2023
    St Louis, MO
  • 07/2023 → Present
    Raymond James Financial Services, Inc.
    Mooresville, IN
  • 07/2023 → Present
    Mooresville, IN
  • 07/2023 → Present
    Brody J Wealth Management
    Mooresville, IN
  • 05/2019 → Present
    Kendrick Foundation
    Mooresville, IN
  • 07/2025 → Present
    Mooresville Consolidated School Corp
    Mooresville, IN
Previous Registrations
Other Businesses

(1)Name of Business: Brody J Wealth Management Address: 12 W Main St, Mooresville, IN, 46158-1660, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/07/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is the LLC for my Business connected with Pendill Wealth Management (2)Name of Business: Crimson Real Estate LLC Address: 12 W Main St, Mooresville, IN, 46158-1660, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I created this LLC to put my building title under. I rent this building to my business for $3,000 each month. (3)Name of Business: Kendrick Foundation Address: 11 West Main St, Mooresville, IN, 46158, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Officer - Secretary, Committee Member Investment Related: Yes Start Date: 09/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approve scholarship applications and grant funding. As Secretary I will take Meeting minutes at each board meeting.\nMy role as Treasurer is to oversee the financial reports for the organization. I do not control or have access to any of the banking accounts, nor do I serve as an authorized payor on the accounts (4)Name of Business: Pendill Wealth Management Address: 140 Meadow Lake Dr, Mooresville, IN, 46158-1497, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/07/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is our business name for our practice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2002-07-25
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2002-07-25
Designations

View on SEC IAPD

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