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Julianna Dawn Morales

LPl Financial LLC

Greenwood, IN

Mooresville, IN

Martinsville, IN

Indianapolis, IN

Indianapolis, IN

Mooresville, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-06
IN RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2025-08-06
  • IN RA
    APPROVED
    Since 2021-03-24

Branch Locations

1696 Meridian Oaks Drive, Greenwood, IN 46142 • United States

46 Springmill Court, Mooresville, IN 46158 • United States

2110 Burton Lane, Martinsville, IN 46151 • United States

8675 Us 31 South, Indianapolis, IN 46227 • United States

Indianapolis, IN • United States

46 Springmill Ct, Mooresville, IN 46158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Na Milwaukee WI 07/2011 Present
Bmo Harris Financial Advisors, Inc. Noblesville IN 08/2012 03/2021
Lpl Financial Llc Greenwood IN 03/2021 Present
  • 07/2011 → Present
    Bmo Harris Bank Na
    Milwaukee, WI
  • 08/2012 → 03/2021
    Bmo Harris Financial Advisors, Inc.
    Noblesville, IN
  • 03/2021 → Present
    Lpl Financial Llc
    Greenwood, IN
Previous Registrations
  • 2012-08-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Greenwood, IN
    Indianapolis, IN
    Noblesville, IN
    Greenwood, IN
    Greenwood, IN
    Franklin, IN
    Greenwood, IN
    Indianapolis, IN
    Chicago, IL
  • 2009-07-15 → 2012-08-01
    M&I Financial Advisors, Inc
    Indianapolis, IN
    Noblesville, IN
  • 2010-04-28 → 2012-04-19
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

1. 04/15/2021 - BMO Investment Services  - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-14
S63 Uniform Securities Agent State Law Examination 2003-12-03
  • S65 Uniform Investment Adviser Law Examination
    2009-07-14
  • S63 Uniform Securities Agent State Law Examination
    2003-12-03
Designations
Other Names
  • Julie Dawn Wadman
  • Julianna Dawn Wadman
  • Julianna Dawn Wadman
  • Julie Morales

View on SEC IAPD

Other Firms

FINANCIAL PLANS & STRATEGIES, INC.
KOON FINANCIAL PLANNING & CONSULTING/KFP&C
LPL ENTERPRISE, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

LARA KARMEL DESOTEL
CHRISTIAN PARKER CARLETON
GRANT T NAILOR
MAGGIE LYNN MEINERS
BAUER W SCHMELTZ
Maxwell Alexander Bigler
SETH TIMOTHY RAYMOND
Evan Scott Fruits

Other Offices

FINANCIAL PLANS & STRATEGIES, INC. · GREENWOOD, IN
KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
LPL ENTERPRISE, LLC · GREENWOOD, IN
EDWARD JONES · GREENWOOD, IN
CETERA INVESTMENT ADVISERS LLC · Greenwood, IN
PNC WEALTH MANAGEMENT LLC · GREENWOOD, IN
AMERIPRISE FINANCIAL SERVICES, LLC · GREENWOOD, IN

More in Greenwood, IN

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