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Christian Parker Carleton

Financial Plans & Strategies, Inc.

Greenwood, IN

CRD 7842346

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Employer firm

Financial Plans & Strategies, Inc. CRD 123793

$611M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Plans & Strategies, Inc.

375 N. Madison Avenue, Greenwood, IN 46142-3636 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-02-26
  • IN RA
    APPROVED
    Since 2024-02-26

Branch Locations

375 N. Madison Avenue, Greenwood, IN 46142-3636 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Plans & Strategies, Inc. Greenwood IN 08/2023 Present
Butler University Indianapolis IN 08/2020 Present
Student Bloomfield MI 08/2012 08/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-26
  • S65 Uniform Investment Adviser Law Examination
    2024-02-26

View on SEC IAPD

Nearby Firms

KOON FINANCIAL PLANNING & CONSULTING/KFP&C
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC

Nearby Investors

LARA KARMEL DESOTEL
GRANT T NAILOR
MAGGIE LYNN MEINERS

Nearby Offices

KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
LPL ENTERPRISE, LLC · GREENWOOD, IN

More in Greenwood, IN

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