David Norman Brown

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-30
IN	RA	APPROVED	2020-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mutual Of Omaha Investor Services	Indianapolis	IN	07/2014	02/2019
Mutual Of Omaha Insurance Company	Indianapolis	IN	05/2014	02/2019
Pruco Securites Llc	Indianapolis	IN	08/2019	05/2020
The Prudential Insurance Company Of America	Indianapolis	IN	08/2019	05/2020
Senior Life	Thomasville	GA	02/2018	07/2019
Regions Bank	Noblesville	IN	06/2020	Present
Cetera Investment Advisers Llc	Noblesville	IN	06/2020	Present
Cetera Investment Services Llc	St. Cloud	MN	06/2020	Present

07/2014 → 02/2019

Mutual Of Omaha Investor Services

Indianapolis, IN
05/2014 → 02/2019

Mutual Of Omaha Insurance Company

Indianapolis, IN
08/2019 → 05/2020

Pruco Securites Llc

Indianapolis, IN
08/2019 → 05/2020

The Prudential Insurance Company Of America

Indianapolis, IN
02/2018 → 07/2019

Senior Life

Thomasville, GA
06/2020 → Present

Regions Bank

Noblesville, IN
06/2020 → Present

Cetera Investment Advisers Llc

Noblesville, IN
06/2020 → Present

Cetera Investment Services Llc

St. Cloud, MN

1. POA FOR KATHLEEN PHELPS/COUSIN

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-22
S63	Uniform Securities Agent State Law Examination	2001-08-14

Other Firms