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Amit Jain

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Land, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-22
HI RA APPROVED 2026-03-03
CA RA APPROVED 2025-07-15
TX RA APPROVED 2024-11-04
  • NJ RA
    APPROVED
    Since 2026-06-22
  • HI RA
    APPROVED
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2025-07-15
  • TX RA
    APPROVED
    Since 2024-11-04

Branch Locations

13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 04/2013 12/2017
Wells Fargo Clearing Services Llc Sugar Land TX 12/2017 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 11/2024 Present
Bank Of America, N.A. Sugar Land TX 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-24
S63 Uniform Securities Agent State Law Examination 2000-12-07
  • S66 Uniform Combined State Law Examination
    2013-07-24
  • S63 Uniform Securities Agent State Law Examination
    2000-12-07

View on SEC IAPD

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