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Paul A Fortini

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Framingham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-26
CT RA APPROVED 2008-10-13
  • TX RA
    APPROVED
    Since 2009-06-26
  • CT RA
    APPROVED
    Since 2008-10-13

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Framingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 08/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-09
S63 Uniform Securities Agent State Law Examination 2001-07-18
  • S66 Uniform Combined State Law Examination
    2008-10-09
  • S63 Uniform Securities Agent State Law Examination
    2001-07-18
Other Names
  • Paul Anthony Fortini
  • Paul Anthony Fortini
  • Paul Anthony Fortini

View on SEC IAPD

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