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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-24 |
| HI | RA | APPROVED | 2016-06-06 |
Branch Locations
1360 S Beretania St Ste 305, Honolulu, HI 96814-1520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Honolulu | HI | 06/2016 | Present |
1. 6/27/2016 - George Marcus Limited - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/03/2016 - 40 Hours Per Month/8 Hours During Securities Trading - Commissions received. Established Sub-S Corporation for tax purposes only. 2). 10/30/2018 - National Benefit Services LLC - Not Investment Related - various public/charter schools in the State of Hawaii Department of Education - Other - TPA's certified educator presentor - National Benefit Services - Start Date:11/05/2018 - 1 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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