Gao Yang

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-19

MN RA
APPROVED

Since 2013-12-19

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Woodburry, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	05/2010	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present
American Enterprise Investment Services Inc.	Minneapolis	MN	11/2025	Present

05/2010 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN
11/2025 → Present

American Enterprise Investment Services Inc.

Minneapolis, MN

Previous Registrations

2005-03-28 → 2010-05-25

Wells Fargo Investments, Llc

Mound, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-29

S66 Uniform Combined State Law Examination

2005-09-29

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews