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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-11-08 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
405 W Market, Aberdeen, WA 98520 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 09/2000 | 07/2022 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 11/2022 | Present |
| Self-Employment | Arberdeen | WA | 07/2022 | 11/2022 |
| Ashton Thomas Securities, Llc | Rochester | NY | 06/2026 | Present |
| Timbertown Industries Llc | Aberdeen | WA | 05/2022 | Present |
| H2L | Aberdeen | WA | 01/2018 | Present |
1) H2L; Not Investment Related; Aberdeen, WA; Music Band; Musician; 1/2018; Hours per week: 3; Hours during trading: 0 2) Timbertown Industries LLC; Not Investment Related; Aberdeen, WA; Property Rental; Landlord; 5/2022; Hours per week: 0; Hours during trading: 0; Maintain property; landlord 3) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; REGISTERED REPRESENTATIVE; 06/2026; SECURITIES SALES 4) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 11/2022; FINANCIAL ADVISING/PLANNING Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-04 |
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