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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Denver | CO | 05/2009 | Present |
1. NOTARY; 6593 S Kearney Circle Centennial CO 80111; Notary for Stifel Clients when needed; 05/29/2009; 4 hours per year; during securities trading hours; not inv related 2. Bara Earth LLC; 6593 S Kearney Circle Centennial CO 80111; Hot and Cold Packs; Managing Member; Owner; affiliation started 06/29/2016; 5 hours per week; not during securities trading hours; not investment-related. 3. Rental Property; 23493 County Rd J2, San Pablo, CO 81152; Owner/Landlord; 06/08/2021; 10 Hours per Month; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-16 |
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