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Tracy Riordan

Arq Wealth Advisors, LLC

Scottsdale, AZ

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Current Employers
Arq Wealth Advisors, Llc

8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-03
  • AZ RA
    APPROVED
    Since 2025-11-03

Branch Locations

8605 E. Raintree Dr Ste. 240, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 05/2010 09/2025
Jpmorgan Chase Bank, N.A. Phoenix AZ 01/2017 09/2025
Arq Wealth Advisors Scottsdale AZ 09/2025 Present
  • 05/2010 → 09/2025
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 01/2017 → 09/2025
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 09/2025 → Present
    Arq Wealth Advisors
    Scottsdale, AZ
Previous Registrations
  • 2023-02-17 → 2025-09-23
    J.P. Morgan Securities Llc
    Phoenix, AZ
    Tempe, AZ
    Tempe, AZ
    Phoenix, AZ
    Phoenix, AZ
    Chicago, IL
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-17
S66 Uniform Combined State Law Examination 2000-11-27
  • S65 Uniform Investment Adviser Law Examination
    2023-02-17
  • S66 Uniform Combined State Law Examination
    2000-11-27
Other Names
  • Tracy Barbara Deneau
  • Tracy Barbara Deneau
  • Tracy Barbara Riordan

View on SEC IAPD

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Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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