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Courtney Rowley

Strategic Advisers LLC

Seal Beach, CA

Newport Beach, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

12201 Seal Beach Blvd, Seal Beach, CA 90740-2634 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Anaheim CA 07/2012 02/2019
Charles Schwab & Co., Inc. Santa Monica CA 02/2019 01/2024
Charles Schwab Bank, Ssb Santa Monica CA 02/2019 01/2024
Fidelity Investments Seal Beach CA 02/2024 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2012 → 02/2019
    Edward Jones
    Anaheim, CA
  • 02/2019 → 01/2024
    Charles Schwab & Co., Inc.
    Santa Monica, CA
  • 02/2019 → 01/2024
    Charles Schwab Bank, Ssb
    Santa Monica, CA
  • 02/2024 → Present
    Fidelity Investments
    Seal Beach, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-02-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Seal Beach, CA
  • 2019-03-18 → 2024-01-09
    Charles Schwab & Co., Inc.
    Brea, CA
    Thousand Oaks, CA
    Santa Monica, CA
    Upland, CA
    Torrance, CA
  • 2022-04-04 → 2022-10-14
    Td Ameritrade, Inc.
    Santa Monica, CA
    Upland, CA
    Thousand Oaks, CA
  • 2012-08-08 → 2019-03-08
    Edward Jones
    Anaheim, CA
    Costa Mesa, CA
    New Port Beach, CA
    St Louis, MO
    Costa Mesa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-06
  • S66 Uniform Combined State Law Examination
    2012-08-06
Designations
Other Names
  • Courtney Jean Rowley
  • Courtney Jean Rowley
  • Courtney Jean Ponce
  • Courtney Jean Ponce
  • Courtney J Rowley

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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