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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-14 |
Branch Locations
1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Houston | TX | 09/2023 | 10/2024 |
| Self Employed | Houston | TX | 04/2014 | 08/2023 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 10/2024 | Present |
RENTAL PROPERTY, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2024, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-23 |
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