Best Investors Account Sign in

Wilmington Kenneth Games

J.P. Morgan Securities LLC

Irvine, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-04
TX RA APPROVED 2024-04-04
  • CA RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-04

Branch Locations

3 Park Plaza, Floor 3, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington Beach CA 08/2013 02/2022
Jpmorgan Chase Bank, N.A. Irvine CA 08/2013 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 07/2023 03/2024
Bank Of America, N.A. Newport Beach CA 07/2023 03/2024
J.P. Morgan Securities Llc Irvine CA 04/2024 Present
Jpmorgan Chase Bank, N.A. Irvine CA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-30
S63 Uniform Securities Agent State Law Examination 2013-09-17
  • S66 Uniform Combined State Law Examination
    2019-07-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-17
Designations
Other Names
  • Wilmingto Escobar
  • Wilmington Gamez
  • Wilmington Games
  • Wilmington K Escobar
  • Wilmington Kenneth Escorbar
  • Wilmington Kenneth Games
  • Wilmington Kenneth Escobar
  • Wilmington Kenneth Games, Ii
  • Wilmington Kenneth Games
  • Wilmington K Games
  • Wilmington Games
  • Wilmington K Games

View on SEC IAPD

Other Firms

VISTA POINT ASSET MANAGEMENT LLC
PRINCIPAL SECURITIES, INC.
GALLAGHER FIDUCIARY ADVISORS, LLC
EQUITABLE ADVISORS, LLC
INTEGRATED WEALTH CONCEPTS LLC
VANDERBILT ADVISORY SERVICES
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BENEFIT FINANCIAL SERVICES GROUP

Other Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones
Sylvia Yoonhee Ahn
Adam Jehad Salman
Charles Edward Gallagher
KAREN LOMAS
Arvind Mehta

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor