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Andrea J. Sigler

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-27
TX RA APPROVED 2021-03-27
  • CA RA
    APPROVED
    Since 2021-03-27
  • TX RA
    APPROVED
    Since 2021-03-27

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Newport Beach CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 08/2019
Jpmorgan Chase Bank, N.A. Irvine CA 08/2019 Present
J.P. Morgan Securities Llc Irvine CA 08/2019 Present
Previous Registrations
  • 2016-02-29 → 2019-08-28
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    Los Angeles, CA
  • 2012-08-02 → 2016-03-15
    Credit Suisse Securities (Usa) Llc
    Irvine, CA
    Los Angeles, CA
  • 2009-06-01 → 2010-12-15
    Morgan Stanley
    New York, NY
  • 2007-12-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Los Angeles, CA
    Los Angeles, CA
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-15
S63 Uniform Securities Agent State Law Examination 2002-11-11
  • S66 Uniform Combined State Law Examination
    2007-12-15
  • S63 Uniform Securities Agent State Law Examination
    2002-11-11
Other Names
  • Andrea Stack
  • Andrea Sigler
  • Andrea Jean Sigler
  • Andrea Jean Stack
  • Andrea J. Stack
  • Andrea J. Sigler

View on SEC IAPD

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