Best Investors Account Sign in

Vahik Rostamloo

Ubs Financial Services Inc.

Plymouth, MI

Novi, MI

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-04-17
  • MI RA
    APPROVED
    Since 2012-04-17

Branch Locations

730 Penniman Avenue, Plymouth, MI 48170 • United States

Novi, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Plymouth MI 04/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-04-17
    Chase Investment Services Corp.
    Dearborn Height, MI
    Chicago, IL
    Dearborn, MI
    Dearborn, MI
    Dearborn, MI
    Livonia, MI
    Detroit, MI
  • 2004-01-21 → 2005-07-06
    Banc One Securities Corporation
    Detroit, MI
  • 2003-10-20 → 2004-01-05
    Comerica Securities
    Redford, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-02
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S65 Uniform Investment Adviser Law Examination
    2002-05-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10
Other Names
  • Michael Rostamloo
  • Chef Rostamloo
  • Michael Ross

View on SEC IAPD

Other Firms

OPPENHEIMER & CO. INC.
FOGUTH WEALTH MANAGEMENT, LLC.
LPL FINANCIAL LLC
SCHWARTZ INVESTMENT COUNSEL INC
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PINNACLE WEALTH MANAGEMENT GROUP, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

PETER PETROPOULOS
WILLIAM ALEXANDER WILLIAMS
HEATHER MARIE OTT
LAURA MICHELLE TREANOR
ANTHONY CHARLES RUDA
Kellan Jackson Landefeld
JAMES D POTTER
JASON Andrew NEWEL

Other Offices

OPPENHEIMER & CO. INC. · PLYMOUTH, MI
FOGUTH WEALTH MANAGEMENT, LLC. · Plymouth, MI
LPL FINANCIAL LLC · PLYMOUTH, MI
SCHWARTZ INVESTMENT COUNSEL INC · PLYMOUTH, MI
EDWARD JONES · PLYMOUTH, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLYMOUTH, MI
PINNACLE WEALTH MANAGEMENT GROUP, INC. · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PLYMOUTH, MI

More in Plymouth, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor