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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-01-02 |
| MO | RA | APPROVED | 2001-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Louis | MO | 09/2000 | Present |
| Bank Of America, N.A. | Clayton | MO | 12/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION I*21679FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: J R B, JR.INVESTMENT RELATED: YADDRESS OF BUSINESS: BRENTWOOD, MISSOURI 63144NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM SOLE OWNER. IT WILL SOON BE A RENTAL PROPERTY, WHERE I COLLECT PAYMENTS AND MAKE PAYMENTS FOR COSTS ASSOCIATED WITH OWNERSHIP. THE PURPOSE IS TO MAKE MONEY I*133793For profit or not for profit: For-Profit OrganizationName of outside business organization: McKnight Orchard Lane AssocationInvestment related: NAddress of business:St. Louis, Missouri 63117Nature of business: Cooperative,Position, title, association: Trustee, Start date of relationship: 11/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Trustee for private homeowners association, for street that I live on as one of 12 homeowners. Assist with the oversight and execution of association matters, such as landscaping, street resurfacing, and oversight of business activities. I*2794303, Entity Type, Name of OBA: Beyond Housing Address: St. LouisMissouri63121 Investment Related: No Position, Title, Association: 09/08/2025 Employee Start Date: 3 weekly No Hours: 3 weekly No Hours during trading: 0 Duties: My wife and I have been asked to be on a committee for a November fund-raising event. Our role is to volunteer time to assist with event planning and assist in marketing the event to potential attendees Beyond Housing is a non-profit that supplied low-cost housing and other social services to families in need in the St Louis area
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-22 |
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