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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-01-02
MO RA APPROVED 2001-04-17
  • TX RA
    APPROVED_RES
    Since 2002-01-02
  • MO RA
    APPROVED
    Since 2001-04-17

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Louis MO 09/2000 Present
Bank Of America, N.A. Clayton MO 12/2009 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION I*21679FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: J R B, JR.INVESTMENT RELATED: YADDRESS OF BUSINESS: BRENTWOOD, MISSOURI 63144NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM SOLE OWNER. IT WILL SOON BE A RENTAL PROPERTY, WHERE I COLLECT PAYMENTS AND MAKE PAYMENTS FOR COSTS ASSOCIATED WITH OWNERSHIP. THE PURPOSE IS TO MAKE MONEY I*133793For profit or not for profit: For-Profit OrganizationName of outside business organization: McKnight Orchard Lane AssocationInvestment related: NAddress of business:St. Louis, Missouri 63117Nature of business: Cooperative,Position, title, association: Trustee, Start date of relationship: 11/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Trustee for private homeowners association, for street that I live on as one of 12 homeowners. Assist with the oversight and execution of association matters, such as landscaping, street resurfacing, and oversight of business activities. I*2794303, Entity Type, Name of OBA: Beyond Housing Address: St. LouisMissouri63121 Investment Related: No Position, Title, Association: 09/08/2025 Employee Start Date: 3 weekly No Hours: 3 weekly No Hours during trading: 0 Duties: My wife and I have been asked to be on a committee for a November fund-raising event. Our role is to volunteer time to assist with event planning and assist in marketing the event to potential attendees Beyond Housing is a non-profit that supplied low-cost housing and other social services to families in need in the St Louis area

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-22
  • S66 Uniform Combined State Law Examination
    2000-11-22
Other Names
  • John Russell Brightman

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