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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
444 E Main St Ste 108, Lexington, KY 40507-1920 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 05/2008 | 08/2023 |
| Keystone Financial Group, Llc | Lexington | KY | 04/2014 | 08/2023 |
| U.S. Bank | Lexington | KY | 09/2023 | 08/2025 |
| U.S. Bancorp Investments, Inc. | Lexington | KY | 09/2023 | 08/2025 |
| Ameriprise Financial Services, Llc | Lexington | KY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-16 |
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