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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-05-01 |
| PA | RA | APPROVED | 2015-05-01 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
3000 E. Lincoln Hwy, Parkesburg, PA 19365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc | Ft Lauderdale | FL | 10/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 05/2015 | Present |
1) DBA: PENN RISE ADVISORS, LLC., 3000 LINCOLN HWY, PARKESBURG, PA 19365; FINANCIAL SERVICES AND ADVISORY BUSINESS AND BROKERAGE FOR SMALL BUSINESSES AND INDIVUDUALS OFFERING EMPLOYEE BENEFITS, HEALTH, LIFE, AND FIXED INSURANCE; INVESTMENT RELATED; OWNER; ALL ASPECTS OF OWNING BUSINESS, INCLUDING BUT NOT LIMITED TO SALES, ADMINISTRATION, BOOKKEEPING, COMPLIANCE AND OPERATIONS; 99% OF TIME SPENT 2) PENN RISE PROPERTIES, LLC-3000 LINCOLN HWY, PARKESBURG, PA 19365; NON INVESTMENT RELATED; REAL ESTATE HOLDING COMPANY; MEMBER; 1% PERCENT OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-23 |
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