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Michael W Aragao

M. W. Aragao Investment Advisors, LLC

Cumberland, RI

CRD 4265893

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Employer firm

M. W. Aragao Investment Advisors, LLC CRD 134395

$46.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
M. W. Aragao Investment Advisors, Llc

2374 Diamond Hill Road 3B, Cumberland, RI 02864 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2005-02-15
  • RI RA
    APPROVED
    Since 2005-02-15

Branch Locations

2374 Diamond Hill Road 3B, Cumberland, RI 02864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M.W. Aragao & Company, Llc Cumberland RI 07/2003 Present
M.W. Aragao Investment Advisors Cumberland RI 02/2005 Present
Investors Diversified Management Corp. Manville RI 04/2001 Present
  • 07/2003 → Present
    M.W. Aragao & Company, Llc
    Cumberland, RI
  • 02/2005 → Present
    M.W. Aragao Investment Advisors
    Cumberland, RI
  • 04/2001 → Present
    Investors Diversified Management Corp.
    Manville, RI
Previous Registrations
  • 2001-08-22 → 2004-02-05
    Waddell & Reed
    Warwick, RI
Other Businesses

04/2001 - PRESENT, VARIOUS INSURANCE CARRIERS, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, TAX PREPARATION, CUMBERLAND, RI.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-08
  • S66 Uniform Combined State Law Examination
    2001-08-08

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
SOWA FINANCIAL GROUP
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

STEVEN LAURENT LAVERGNE
DONALD JOSEPH SOWA
NATHAN LEE BEAUVAIS

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Cumberland, RI
SOWA FINANCIAL GROUP · LINCOLN, RI
COMMONWEALTH FINANCIAL NETWORK · LINCOLN, RI

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