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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-19 |
| CO | RA | APPROVED | 2006-07-07 |
Branch Locations
4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States
Castle Pines, CO • United States
Vail, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Denver | CO | 05/2006 | Present |
(1)Name of Business: South Denver Masonic Lodge #93 Address: 350 South Broadway, Denver, CO, 80237, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/10/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To assist in the decisionmaking process relative to Financial Goals of the Fraternal Organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-10 |
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