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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

940 Vierling Drive West, Shakopee, MN 55379 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warn Financial Group Ltd Dba Kwg Advisors Shakopee MN 10/2014 Present
Hd Vest Investment Services Minneapolis MN 12/2014 09/2018
Kopisxca-Warn Tax & Accounting Shakopee MN 01/2015 12/2017
Hd Vest Advisory Servies Shakopee MN 08/2016 09/2018
Kwg Advisors Shakopee MN 01/2018 09/2018
Cetera Wealth Services, Llc El Segundo CA 09/2018 Present
Vestcore Financial Group Shakopee MN 06/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2014 → Present
    Warn Financial Group Ltd Dba Kwg Advisors
    Shakopee, MN
  • 12/2014 → 09/2018
    Hd Vest Investment Services
    Minneapolis, MN
  • 01/2015 → 12/2017
    Kopisxca-Warn Tax & Accounting
    Shakopee, MN
  • 08/2016 → 09/2018
    Hd Vest Advisory Servies
    Shakopee, MN
  • 01/2018 → 09/2018
    Kwg Advisors
    Shakopee, MN
  • 09/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2018 → Present
    Vestcore Financial Group
    Shakopee, MN
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-08-22 → 2018-09-28
    Avantax Advisory Services
    Shakopee, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: WARN FINANCIAL GROUP LTD DBA KWG ADVISORS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CPA TAX AND BUSINESS CONSULTING FIRM START DATE: 10/2014 POSITION/TITLE/RELATIONSHIP: PRINCIPAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE BUSINESS AND PERSONAL TAX PLANNING AND PREPARATION, BUSINESS CONSULTING, PAYROLL AND BOOKKEEPING 3. NAME OF OTHER BUSINESS: VESTCORE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-29
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S65 Uniform Investment Adviser Law Examination
    2016-07-29
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14
Other Names
  • Edward Harry Warn
  • Edward Warn

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