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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-15
PA RA APPROVED 2026-01-09
WV RA APPROVED 2023-11-27
IA RA APPROVED 2022-07-21
AK RA APPROVED 2021-12-21
ID RA APPROVED 2018-12-12
TX RA APPROVED_RES 2017-03-27
SC RA APPROVED 2015-09-08
NC RA APPROVED 2015-01-22
IL RA APPROVED 2014-07-21
WA RA APPROVED 2012-06-05
NJ RA APPROVED 2011-09-21
MI RA APPROVED 2010-09-21
CA RA APPROVED 2006-10-20
MD RA APPROVED 2006-04-19
GA RA APPROVED 2005-08-25
IN RA APPROVED 2004-08-24
FL RA APPROVED 2003-06-27
UT RA APPROVED 2003-06-26
KY RA APPROVED 2001-04-11
OH RA APPROVED 2001-04-11
  • NY RA
    APPROVED
    Since 2026-01-15
  • PA RA
    APPROVED
    Since 2026-01-09
  • WV RA
    APPROVED
    Since 2023-11-27
  • IA RA
    APPROVED
    Since 2022-07-21
  • AK RA
    APPROVED
    Since 2021-12-21
  • ID RA
    APPROVED
    Since 2018-12-12
  • TX RA
    APPROVED_RES
    Since 2017-03-27
  • SC RA
    APPROVED
    Since 2015-09-08
  • NC RA
    APPROVED
    Since 2015-01-22
  • IL RA
    APPROVED
    Since 2014-07-21
  • WA RA
    APPROVED
    Since 2012-06-05
  • NJ RA
    APPROVED
    Since 2011-09-21
  • MI RA
    APPROVED
    Since 2010-09-21
  • CA RA
    APPROVED
    Since 2006-10-20
  • MD RA
    APPROVED
    Since 2006-04-19
  • GA RA
    APPROVED
    Since 2005-08-25
  • IN RA
    APPROVED
    Since 2004-08-24
  • FL RA
    APPROVED
    Since 2003-06-27
  • UT RA
    APPROVED
    Since 2003-06-26
  • KY RA
    APPROVED
    Since 2001-04-11
  • OH RA
    APPROVED
    Since 2001-04-11

Branch Locations

419 Plum Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Sec Cincinnati OH 08/2000 Present
Guardian Life Ins Co Cincinnati OH 08/2000 Present
  • 08/2000 → Present
    Park Ave Sec
    Cincinnati, OH
  • 08/2000 → Present
    Guardian Life Ins Co
    Cincinnati, OH
Previous Registrations
  • 2002-01-08 → 2004-12-01
    Executive Benefits Advisors, Ltd.
    Cincinnati, OH
Other Businesses

1. WILLIAM T HOOVER (Ins other than Guardian) Provide life, disability, long term care, group insurance benefits and fixed annuties from various outside carriers. Start: 10/01/2001 Address: 419 Plum Street Cincinnati OH 45202 1 bus hr per month Investment related 2. Northern Kentucky University School of Business Advisory Board I have been asked to join a board that Advises the Dean for the Northern Kentucky University School of Business. Provide the Dean with a think tank and ready made network of local business leaders. Start: 12/01/2018 Address: 305A Nunn Drive Highland Heights KY 41075 1 bus hr per month Not investment related, 3. Military Commons HOA Board Member-Treasurer, Start: 11/01/2015, Address: 16 Greene Street Fort Thomas KY 41075, 3 total hrs per month; 0 during securities trading hours, Not investment related, No Annual Compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 2000-09-27
  • S65 Uniform Investment Adviser Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-27

View on SEC IAPD

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