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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-09
CA RA APPROVED 2025-09-19
  • AZ RA
    APPROVED
    Since 2025-10-09
  • CA RA
    APPROVED
    Since 2025-09-19

Branch Locations

7575 E. Redfield Road Suite 235, Scottsdale, AZ 85260 • United States

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Tempe AZ 06/2017 08/2025
Tiaa-Cref Individual & Institutional Services, Llc Tempe AZ 06/2017 08/2025
Commloan Scottsdale AZ 05/2016 04/2017
Scout & Cellar Farmers Branch TX 02/2019 08/2021
One Capital Management Scottsdale AZ 09/2025 Present
  • 06/2017 → 08/2025
    Tiaa
    Tempe, AZ
  • 06/2017 → 08/2025
    Tempe, AZ
  • 05/2016 → 04/2017
    Commloan
    Scottsdale, AZ
  • 02/2019 → 08/2021
    Scout & Cellar
    Farmers Branch, TX
  • 09/2025 → Present
    One Capital Management
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1) CMAJK LLC POSITION: owner NATURE: We will be renting out my parent's home and the LLC will own the home. We just established the LLC and are in the process of purchasing the home. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: Home Address, Tempe AZ 85282, United States DESCRIPTION: The LLC is purchasing the other half of my parent's house from my sister. (2) TEMPE SISTER CITIES POSITION: Country Director Regensberg, Germany NATURE: To provide person to person citizen diplomacy through cultural, educational and professional exchange programs, to develop global leaders and promote mutual respect and friendships for the city of Tempe and our Sister Cities. Diversity. Inclusion. They are more than just words for us. As an all-volunteer organization that seeks to advance international and cross-cultural understanding, Tempe Sister Cities respects and embraces diversity, and practices inclusion. No matter your race, your religion, your age, your country of origin, your gender, your sexual orientation, your disabilities, your socioeconomic status, you are welcomed and included. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 95 W 4th Street, Tempe AZ 85281, United States DESCRIPTION: Serves as the liaison between Tempe Sister Cities (TSC) and the assigned International Sister City and its representatives Reports to the TSC Board of Directors on the status of and activities related to the relationship between TSC and the International Sister City, including student exchanges, educator exchanges, international visits (to Tempe and to the International Sister City), and other material developments Coordinates with the International Sister City and selected student delegates leading up to and during each year's student exchange o Oversees every aspect of the exchange to assure a positive and enriching experience for all involved o Conducts orientation meetings for student delegates and their families to prepare for travel to the International Sister City and to host an international student during the summer o Works with the International Sister City representatives to determine the optimal pairing of Tempe and international student delegates o With the travel coordinator, coordinates travel arrangements for Tempe student delegate travel to and from the International Sister City o Maintains open communications between the International Sister City, the student delegates, the families of the student delegates, and the Summer Program Director(s) during the exchange to address any concerns or issues that may arise Engages with TSC leadership, International Sister City representatives and others to facilitate relationship-building events and activities, which may include international guests visiting Tempe or TSC delegations traveling to the International Sister City Explores with TSC leadership, International Sister City representatives and others new approaches to enhance the on-going relationship between the cities Works collaboratively with other Country directors to share information and adopt best practices for the exchanges and the international relationship Serves as a Director on the TSC Board and fulfills the responsibilities of a Director Volunteers at TSC events throughout the year, which includes an appearance at the opening ceremonies at the annual Oktoberfest festival each year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S66 Uniform Combined State Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04
Other Names
  • Audra Smith Masche
  • Audra Lynn Smith

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