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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-09 |
| CA | RA | APPROVED | 2025-09-19 |
Branch Locations
7575 E. Redfield Road Suite 235, Scottsdale, AZ 85260 • United States
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Tempe | AZ | 06/2017 | 08/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Tempe | AZ | 06/2017 | 08/2025 |
| Commloan | Scottsdale | AZ | 05/2016 | 04/2017 |
| Scout & Cellar | Farmers Branch | TX | 02/2019 | 08/2021 |
| One Capital Management | Scottsdale | AZ | 09/2025 | Present |
(1) CMAJK LLC POSITION: owner NATURE: We will be renting out my parent's home and the LLC will own the home. We just established the LLC and are in the process of purchasing the home. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: Home Address, Tempe AZ 85282, United States DESCRIPTION: The LLC is purchasing the other half of my parent's house from my sister. (2) TEMPE SISTER CITIES POSITION: Country Director Regensberg, Germany NATURE: To provide person to person citizen diplomacy through cultural, educational and professional exchange programs, to develop global leaders and promote mutual respect and friendships for the city of Tempe and our Sister Cities. Diversity. Inclusion. They are more than just words for us. As an all-volunteer organization that seeks to advance international and cross-cultural understanding, Tempe Sister Cities respects and embraces diversity, and practices inclusion. No matter your race, your religion, your age, your country of origin, your gender, your sexual orientation, your disabilities, your socioeconomic status, you are welcomed and included. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 95 W 4th Street, Tempe AZ 85281, United States DESCRIPTION: Serves as the liaison between Tempe Sister Cities (TSC) and the assigned International Sister City and its representatives Reports to the TSC Board of Directors on the status of and activities related to the relationship between TSC and the International Sister City, including student exchanges, educator exchanges, international visits (to Tempe and to the International Sister City), and other material developments Coordinates with the International Sister City and selected student delegates leading up to and during each year's student exchange o Oversees every aspect of the exchange to assure a positive and enriching experience for all involved o Conducts orientation meetings for student delegates and their families to prepare for travel to the International Sister City and to host an international student during the summer o Works with the International Sister City representatives to determine the optimal pairing of Tempe and international student delegates o With the travel coordinator, coordinates travel arrangements for Tempe student delegate travel to and from the International Sister City o Maintains open communications between the International Sister City, the student delegates, the families of the student delegates, and the Summer Program Director(s) during the exchange to address any concerns or issues that may arise Engages with TSC leadership, International Sister City representatives and others to facilitate relationship-building events and activities, which may include international guests visiting Tempe or TSC delegations traveling to the International Sister City Explores with TSC leadership, International Sister City representatives and others new approaches to enhance the on-going relationship between the cities Works collaboratively with other Country directors to share information and adopt best practices for the exchanges and the international relationship Serves as a Director on the TSC Board and fulfills the responsibilities of a Director Volunteers at TSC events throughout the year, which includes an appearance at the opening ceremonies at the annual Oktoberfest festival each year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-04 |
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