Steven James Engel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Charlottesville, VA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Charlottesville, VA

Other Businesses

Business Ownership; SJEngel Property LLC; ; LLC opened to own new property for office space; 1750 Hyland Creek CircleCharlottesville, VA 22911, ,; Not Investment-Related; 11/14/2013; 0 hours per month; 0 during trading hours / SJEngel Office LLC; ; LLC for payroll for employees starting in January 2014; 1750 Hyland Creek CircleCharlottesville, VA 22911, ,; Not Investment-Related; 11/14/2013; 0 hours per month; 0 during trading hours / Origin Wealth LLC; Co-owner; Manage Ameriprise Business; 675 Peter Jefferson Pkwy, Suite 220, Charlottesville, VA, 22911; Investment-Related; 09/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; Origin Wealth LLC; Co-owner; Manage advisory business; 675 Peter Jefferson Pkwy, Suite 220, Charlottesville, VA, 22911; Investment-Related; 09/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-12