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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-04 |
| CO | RA | APPROVED | 2013-07-03 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Denver | CO | 03/2013 | Present |
| City National Bank | Denver | CO | 08/2026 | Present |
(1) RODAN + FIELDS; ADDRESS: 60 SPEAR STREET, SUITE 600 SAN FRANCISCO, CA 94105; BUSINESS DESCRIPTION: PROMOTING SKIN CARE; NOT INVESTMENT RELATED; START DATE: 03/01/2017; CAPACITY: SALES; DUTIES: PROMOTING AND SELLING SKINCARE PRODUCTS; HOURS DEVOTED PER WEEK: 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (2) WOMEN'S ENERGY NETWORK ; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: ENERGY ADVOCACY; NOT INVESTMENT RELATED; START DATE: 12/13/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1 (3) Name: Women's Energy Network FoundationWomen's Energy Network Address: National Headquarters 201 E. Main Street, Suite 1405, Lexington, KY 40507 Business Description: Director on Women's Energy Network Foundation Start Date: 11/01/20 Capacity: Director Duties Performed: Making sure all the local chapters know what the foundation does and how they can partner and utilize them for their local giving Devoted Time: 1, 0.25
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-03 |
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