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Christopher F Soprano

LPl Financial LLC

Alexandria, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-10-01
TX RA APPROVED 2019-10-01
  • LA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

128 Versailles Blvd., Alexandria, LA 71303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Alexandria LA 05/2005 10/2019
Fsc Agency Alexandria LA 05/2005 10/2019
Fsc Securities Corporate Ria Alexandria LA 05/2005 09/2019
Lpl Financial Llc Alexandria LA 10/2019 Present
  • 05/2005 → 10/2019
    Fsc Securities Corporation
    Alexandria, LA
  • 05/2005 → 10/2019
    Fsc Agency
    Alexandria, LA
  • 05/2005 → 09/2019
    Fsc Securities Corporate Ria
    Alexandria, LA
  • 10/2019 → Present
    Alexandria, LA
Previous Registrations
  • 2005-05-26 → 2019-10-03
    Fsc Securities Corporation
    Alexandria, LA
    Alexandria, LA
  • 2005-05-23 → 2005-05-27
    Osaic Fa, Inc.
    Alexandria, LA
Other Businesses

1)10/1/19- FINANCIAL SOLUTIONS GROUP LLC- DBA for LPL Business (entity for LPL business)-Inv. Related- ALEXANDRIA, LA- start date 03/26/2010- 0% 2) 10/1/19- CASO, LLC- REAL ESTATE Rental- Inv. Related- ALEXANDRIA LA- start date 05/17/2007- 0% 3) 10/01/2019- STETH LLC - Real Estate Rental- Owner/Member- Inv. Related- Alexandria, LA, START DATE 04/12/2016- 3hrs/mth 4)10/1/19- FSG HOLDINGS LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related - Alexandria, LA - start dat 3/2015- 1hr/mth 5) 10/20/2020 - Sobo LLC - Investment Related - Home Based & Sulphur, LA - Real Estate Rental - Started 10/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Purchase house and rent out to electric company for use in Sulphur, La for Hurricanes Laura and Delta restoration. 6) 11/23/2021 - Soprano Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 03/10/2022 - Kano Investments, LLC - Investment Related - At Reported Business Location(s) and Marksville, LA - Real Estate Rental - Start Date: 04/01/2008 - 1 Hour Per Month/0 Hours During Securities Trading - Owner, commercial real estate properties. 8) 12/24/2024 - Sobo LLC- Real Estate Rental- Investment Related- Rayville, LA - Start Date 10/15/2020 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-20
  • S66 Uniform Combined State Law Examination
    2005-05-20
Other Names
  • F Christopher Soprano

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