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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-01 |
| TX | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Alexandria | LA | 05/2005 | 10/2019 |
| Fsc Agency | Alexandria | LA | 05/2005 | 10/2019 |
| Fsc Securities Corporate Ria | Alexandria | LA | 05/2005 | 09/2019 |
| Lpl Financial Llc | Alexandria | LA | 10/2019 | Present |
1)10/1/19- FINANCIAL SOLUTIONS GROUP LLC- DBA for LPL Business (entity for LPL business)-Inv. Related- ALEXANDRIA, LA- start date 03/26/2010- 0% 2) 10/1/19- CASO, LLC- REAL ESTATE Rental- Inv. Related- ALEXANDRIA LA- start date 05/17/2007- 0% 3) 10/01/2019- STETH LLC - Real Estate Rental- Owner/Member- Inv. Related- Alexandria, LA, START DATE 04/12/2016- 3hrs/mth 4)10/1/19- FSG HOLDINGS LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related - Alexandria, LA - start dat 3/2015- 1hr/mth 5) 10/20/2020 - Sobo LLC - Investment Related - Home Based & Sulphur, LA - Real Estate Rental - Started 10/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Purchase house and rent out to electric company for use in Sulphur, La for Hurricanes Laura and Delta restoration. 6) 11/23/2021 - Soprano Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 03/10/2022 - Kano Investments, LLC - Investment Related - At Reported Business Location(s) and Marksville, LA - Real Estate Rental - Start Date: 04/01/2008 - 1 Hour Per Month/0 Hours During Securities Trading - Owner, commercial real estate properties. 8) 12/24/2024 - Sobo LLC- Real Estate Rental- Investment Related- Rayville, LA - Start Date 10/15/2020 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-20 |
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