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Nils Eugene Clark

Ubs Financial Services Inc.

San Diego, CA

Chula Vista, CA

CRD 4256232

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-07
TX RA APPROVED 2015-04-06
  • CA RA
    APPROVED
    Since 2015-04-07
  • TX RA
    APPROVED
    Since 2015-04-06

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 04/2015 Present
Previous Registrations
  • 2013-08-30 → 2015-04-30
    Rbc Capital Markets, Llc
    La Jolla, CA
    San Diego, CA
    Miami, FL
  • 2011-01-03 → 2013-09-04
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    San Ysidro, CA
    Chula Vista, CA
    Coronado, CA
  • 2002-02-19 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-21
  • S66 Uniform Combined State Law Examination
    2000-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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