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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-11
VA RA APPROVED 2010-01-12
  • TX RA
    APPROVED
    Since 2020-06-11
  • VA RA
    APPROVED
    Since 2010-01-12

Branch Locations

4300 Cox Road, Glenn Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Henrico VA 01/2010 Present
Raymond James Financial Services Advisors Inc. Henrico VA 01/2010 Present
Union First Market Bank Henrico VA 01/2010 05/2019
Union Investment Services Henrico VA 04/2014 05/2019
Union Bank And Trust Henrico VA 11/2012 05/2017
N/A Powhatan VA 07/2016 01/2019
Union Investment Services Henrico VA 05/2017 05/2019
Union Bank And Trust Henrico VA 08/2015 10/2019
Atlantic Union Bank Glen Allen VA 05/2019 Present
  • 01/2010 → Present
    Raymond James Financial Services
    Henrico, VA
  • 01/2010 → Present
    Henrico, VA
  • 01/2010 → 05/2019
    Union First Market Bank
    Henrico, VA
  • 04/2014 → 05/2019
    Union Investment Services
    Henrico, VA
  • 11/2012 → 05/2017
    Union Bank And Trust
    Henrico, VA
  • 07/2016 → 01/2019
    N/A
    Powhatan, VA
  • 05/2017 → 05/2019
    Union Investment Services
    Henrico, VA
  • 08/2015 → 10/2019
    Union Bank And Trust
    Henrico, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
Previous Registrations
  • 2005-08-16 → 2010-01-12
    Cetera Investment Services Llc
    Richmond, VA
    Richmond, VA
  • 2005-04-27 → 2006-11-29
    First Market Advisors, Inc.
    Richmond, VA
  • 2004-03-03 → 2004-12-14
    First Market Bank Financial Guidance Group
    Richmond, VA
Other Businesses

(1)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Ronald McDonald House Charities - Richmond Address: 2330 Monument Avenue, Richmond, VA, 23220, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Executive Member Investment Related: Yes Start Date: 12/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serving as Treasurer for 2 year term 2026-2027 as part of a two year scheduled progression to move from from secretary to treasurer to VP to President. \n\nServe as Executive Board Member as Treasurer to support the Ronald McDonald House mission in Richmond to serve families and keep them close while their children are treated in the local hospitals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-02
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S65 Uniform Investment Adviser Law Examination
    2004-03-02
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Designations
Other Names
  • Holly Ann Cooper
  • Holly Ann Cooper

View on SEC IAPD

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