Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-08-11
  • VA RA
    APPROVED
    Since 2015-08-11

Branch Locations

4300 Cox Road, Glen Allen, VA 23060 • United States

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Richmond VA 08/2015 Present
Raymond James Financial Services Advisors Inc. Henrico VA 08/2015 Present
Union Bank & Trust Henrico VA 07/2015 05/2019
Atlantic Union Bank Glen Allen VA 05/2019 Present
  • 08/2015 → Present
    Raymond James Financial Services, Inc
    Richmond, VA
  • 08/2015 → Present
    Henrico, VA
  • 07/2015 → 05/2019
    Union Bank & Trust
    Henrico, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
Previous Registrations
  • 2011-03-30 → 2015-07-27
    Truist Investment Services, Inc.
    Richmond, VA
Other Businesses

(1)Name of Business: Bella's Beach Address: 3524 Crossings Way, Midlothian , VA, 23113, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property. (2)Name of Business: Rental Home Address: 3524 Crossings Way, Midlothian, VA, 23113, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental property. (3) Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Operations Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-22
  • S66 Uniform Combined State Law Examination
    2010-12-22
Other Names
  • Kate Dixon

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glen Allen, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor