John Sicat

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Lpl Financial, Llc
  Glen Allen, VA

Previous Registrations

• 2012-10-04 → 2013-02-13
  Paragon Financial Services
  Richmond, VA
• 2004-01-13 → 2006-03-10
  Welsh & Welsh Inc
  Glen Allen, VA

Other Businesses

1. 12/18/2007 - SUNRISE FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/5/2019 - No Business Name - Not Investment Related - Various locations depending on the project. - Other-"Extra" Work - Started 12/04/2019 - 8 Hours Per Month During Securities Trading - Movie Extra.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-08
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• Leo John Sicat