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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2013-02-13 |
| TX | RA | APPROVED | 2013-02-12 |
Branch Locations
11207 Nuckols Road Ste B400, Glen Allen, VA 23059-5511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glen Allen | VA | 10/2002 | Present |
1. 12/18/2007 - SUNRISE FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/5/2019 - No Business Name - Not Investment Related - Various locations depending on the project. - Other-"Extra" Work - Started 12/04/2019 - 8 Hours Per Month During Securities Trading - Movie Extra.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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