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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-01-12
  • VA RA
    APPROVED
    Since 2010-01-12

Branch Locations

4300 Cox Road, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Henrico VA 01/2010 Present
Union Bank & Trust Henrico VA 05/2008 05/2019
Atlantic Union Bank Glen Allen VA 05/2019 Present
  • 01/2010 → Present
    Raymond James Financial Services
    Henrico, VA
  • 05/2008 → 05/2019
    Union Bank & Trust
    Henrico, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
Previous Registrations
Other Businesses

(1)Name of Business: Atlantic Union Bank Address: 4300 Cox Road, Glen Allen, VA, 23060, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 05/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1998-07-27
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-27

View on SEC IAPD

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