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4300 Cox Road, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Edge Capital, Llc | Richmond | VA | 07/2022 | 09/2023 |
| Atlantic Union Bank | Richmond | VA | 06/2017 | 06/2022 |
| Wells Fargo Bank | Richmond | VA | 05/2012 | 06/2017 |
| Atlantic Union Bank | Richmond | VA | 09/2023 | Present |
Medical College of Virginia Foundation Non-profit 501(c)(3) healthcare organization that supports medical campus and VCU Health system Address: 1228 E Broad St, Richmond, VA 23298 Nature of Business: See above Position: Trustee Title/Relationship: Board Chair Start Date: July 2014 # hours per month: 4-8 hours # hours during trading hours: 2-4 hours per month Duties: Participate in committee work help facilitate fundraising and sound stewardship of donors; chair board meetings (currently 3 per year) The Richmond Forum Non-profit 501(c)(3) educational organization that presents 5 speaker forums/per year and manages a speech and debate program that is open to area high school students Address: 110 South 15th Street, Suite B, Richmond, VA 23219 Nature of Business: See above Position: Director Title/Relationship: Board Chair Start Date: June 2018 # hours/months: 1-2 hours Number of hours during trading hours: <1 hour per month Duties: Participate in committee work that helps manage programs, governance, communications to benefit community and Forum subscribers; chair quarterly board meetings Westminster Canterbury Foundation 501(c)(3) foundation Address: 1600 Westbrook Avenue, Richmond, VA 23227 Nature of Business: Charitable foundation that supports Westminster Canterbury, a continuing care residential community Position: Trustee Title/Relationship: Trustee Start Date: Jan 2017 Number of hours per month: < 1 hour per month (1-2 hours per quarter) Number of hours during trading hours: < 1 hour per month (1-2 hours per quarter) Duties: Participate in committee work to facilitate fundraising and sound stewardship of donors; attend quarterly board meetings St. Paul's Endowment Fund, Inc. 501(c)(3) religious organization that supports St. Paul's Episcopal Church Address: 815 East Grace Street, Richmond, VA 233219 Nature of Business: See above Position: Director Title/Relationship: Director Start Date: February 2020 Number of hours per month: < 1 hour per month ( 6 hours per year) Number of hours during trading hours: < 1 hour per month Duties: Participate in committee work oversee and steward assets that support the church; attend semi-annual board meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-01 |
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