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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-09-27
  • VA RA
    APPROVED
    Since 2010-09-27

Branch Locations

5320 Twin Hickory Rd, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 04/2006 Present
Michael Anliker Cpa Glen Allen VA 01/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2010 Present
Anliker Financial Management Llc Glen Allen VA 12/2010 Present
  • 04/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/1999 → Present
    Michael Anliker Cpa
    Glen Allen, VA
  • 09/2010 → Present
    Schaumburg, IL
  • 12/2010 → Present
    Anliker Financial Management Llc
    Glen Allen, VA
Other Businesses

1) ANLIKER FINANCIAL MANAGEMENT LLC, DBA NAME FOR INVESTMENT PRACTICE - INV REL: 2) NAME OF OTHER BUSINESS: MICHAEL R ANLIKER CPA, PC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING ; START DATE: 04/2006 ; POSITION/TITLE/RELATIONSHIP: LICENSED ASSISTANT ; APX NUMBER OF HOURS PER WEEK: 40 DURING FEB - APRIL ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 DURING FEB - APRIL ; BRIEF DESCRIPTION OF DUTIES: ASSIST IN PREPARING TAX RETURNS FOR CPA FIRM ; 3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIAL SERVICES ; START DATE: 07/2020 POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE PAPERWORK WHEN NECESSARY FOR FINANCIAL INVESTMENT CLIENTS ; 4) NAME OF OTHER BUSINESS: KASMAR LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: RECORD KEEPING ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-24
S63 Uniform Securities Agent State Law Examination 2006-06-29
  • S65 Uniform Investment Adviser Law Examination
    2010-09-24
  • S63 Uniform Securities Agent State Law Examination
    2006-06-29
Other Names
  • Kristin Marie Scott

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