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Anna L Carlson

Carlson Financial

Glen Allen, VA

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Current Employers
Carlson Financial

1201 Sw Oakley Avenue, Topeka, KS 66604 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-01-12
  • VA RA
    APPROVED
    Since 2022-01-12

Branch Locations

5207 Hickory Park Drive Suite E, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlson Financial Glen Allen VA 05/2013 Present
Global Financial Private Capital, Llc Sarasota FL 06/2018 12/2018
  • 05/2013 → Present
    Carlson Financial
    Glen Allen, VA
  • 06/2018 → 12/2018
    Global Financial Private Capital, Llc
    Sarasota, FL
Previous Registrations
  • 2018-12-05 → 2021-12-31
    Carlson Financial
    Glen Allen, VA
    Colorado Springs, CO
  • 2018-06-01 → 2019-04-30
    Global Financial Private Capital, Inc.
    Glen Allen, VA
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-08
  • S65 Uniform Investment Adviser Law Examination
    2018-02-08

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
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