David Edward Heffelfinger

Current Employers

Employment History

• 01/2003 → 03/2019
  Wells Fargo Bank Na
  Raleigh, NC
• 08/2011 → 11/2016
  Wells Fargo Advisors Llc
  Raleigh, NC
• 09/2014 → 03/2019
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 03/2019 → 07/2021
  First Citizens Investor Services
  Raleigh, NC
• 07/2021 → Present
  Raymond James Financial Services, Inc.
  Raleigh, NC
• 07/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Raleigh, NC
• 07/2021 → Present
  Atlantic Union Bank
  Raleigh, NC
• 07/2021 → Present
  Atlantic Union Financial Consultants, Llc - Aub Wealth Managemen
  Raleigh, NC

Previous Registrations

• 2019-06-03 → 2021-07-26
  First Citizens Investor Services, Inc.
  Roanoke, VA
  Raleigh, NC
  Raleigh, NC
  Charlotte, NC

Other Businesses

(1)Name of Business: Atlantic Union Bank Address: 702 Oberlin Road suite 110, Raleigh, NC, 27605, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 07/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Managing Director (2)Name of Business: Atlantic Union Financial Consultants, LLC - AUB Wealth Management Address: 702 Oberlin Road Suite 110, Raleigh, NC, 27605, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Managing Director

Exams

• S66 Uniform Combined State Law Examination
  2019-05-31
• S63 Uniform Securities Agent State Law Examination
  1999-12-14