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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 09/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 08/2013 | Present |
Entity Name: Landowners Oil Association, Inc. Investment related: Yes "Address: 345 Riverview, Suite 520 Wichita, KS 67203" Nature of the other business: oil & gas royalty Interests "Position/Title/Relationship: President. Serve as President of inherited family owned S-corp which is owner of passive oil & gas royalty Interests. Start Date: 03/31/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: President Entity Name: LFM LLC Investment related: Yes "Address: 441 Saxony Rd. Encinitas, CA 92024" Nature of the other business: oil & gas royalty Interests "Position/Title/Relationship: Passive Owner. No responsibility/passive ownership no active role similar to my JPMC role" Start Date: 03/31/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours:0 Briefly describe your duties: Member Entity Name: LJP, Inc. Investment related: Yes Address: La Jolla, CA Nature of the other business: Family owned company with oil and gas mineral interests in KS, OK, TX Position/Title/Relationship: Officer Start Date: 01-Jan-2000 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: General oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-01 |
| S66 | Uniform Combined State Law Examination | 2000-12-14 |
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