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Current Employers
Sikich Financial

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-03
  • IL RA
    APPROVED
    Since 2020-03-03

Branch Locations

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

1415 W. Diehl Rd. Ste. 400, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Oakbrook Terrace IL 07/1999 02/2018
Td Ameritrade, Inc. Tinley Park IL 02/2018 04/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2018 02/2020
Bank Of America, N.A. Rolling Meadows IL 05/2018 02/2020
Sikich Capital Management Llc Naperville IL 03/2020 Present
Triad Advisors Norcross GA 03/2020 08/2024
Osaic Wealth, Inc. Naperville IL 08/2024 Present
  • 07/1999 → 02/2018
    Scottrade, Inc.
    Oakbrook Terrace, IL
  • 02/2018 → 04/2018
    Td Ameritrade, Inc.
    Tinley Park, IL
  • 02/2018 → 04/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2018 → 02/2020
    Rolling Meadows, IL
  • 05/2018 → 02/2020
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 03/2020 → Present
    Sikich Capital Management Llc
    Naperville, IL
  • 03/2020 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Naperville, IL
Previous Registrations
  • 2018-04-26 → 2020-02-18
    Chicago, IL
  • 2018-02-27 → 2018-04-16
    Td Ameritrade, Inc.
    Tinley Park, IL
  • 2018-02-26 → 2018-04-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2017-02-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) SIKICH FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/02/2020 ADDRESS: 1415 W Diehl Rd #400, Naperville IL 60563, United States DESCRIPTION: Financial advice, planning, education 2) WESLEY WHAMOND POSITION: owner/self NATURE: owner/self. Selling sneakers from my personal collection. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 19W160 Ave Chateaux N, Oak Brook IL 60523, United States DESCRIPTION: Sell sneakers from my personal collection via Stock X

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-15
S63 Uniform Securities Agent State Law Examination 2000-11-20
  • S66 Uniform Combined State Law Examination
    2017-02-15
  • S63 Uniform Securities Agent State Law Examination
    2000-11-20
Designations
Other Names
  • Wesley James Whamond

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