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3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-03 |
Branch Locations
3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States
1415 W. Diehl Rd. Ste. 400, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Oakbrook Terrace | IL | 07/1999 | 02/2018 |
| Td Ameritrade, Inc. | Tinley Park | IL | 02/2018 | 04/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 04/2018 | 02/2020 |
| Bank Of America, N.A. | Rolling Meadows | IL | 05/2018 | 02/2020 |
| Sikich Capital Management Llc | Naperville | IL | 03/2020 | Present |
| Triad Advisors | Norcross | GA | 03/2020 | 08/2024 |
| Osaic Wealth, Inc. | Naperville | IL | 08/2024 | Present |
1) SIKICH FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/02/2020 ADDRESS: 1415 W Diehl Rd #400, Naperville IL 60563, United States DESCRIPTION: Financial advice, planning, education 2) WESLEY WHAMOND POSITION: owner/self NATURE: owner/self. Selling sneakers from my personal collection. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 19W160 Ave Chateaux N, Oak Brook IL 60523, United States DESCRIPTION: Sell sneakers from my personal collection via Stock X
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-20 |
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