Lisa Ann Neff

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2017
  West Coast Financial, Llc
  Santa Barbara, CA
• 07/2017 → 04/2025
  West Coast Financial, Llc
  Santa Barbara, CA
• 04/2025 → Present
  Cerity Partners Llc
  Sanat Barbara, CA

Previous Registrations

• 2015-09-23 → 2025-04-04
  West Coast Financial, Llc
  Santa Barbara, CA
• 2013-08-05 → 2015-03-13
  Alpha Titans Llc
  Santa Barbara, CA
• 2011-10-18 → 2012-06-11
  Partnervest Advisory Services Llc
  Santa Barbara, CA

Other Businesses

Channel Islands YMCA; investment-related (Yes); 1180 Eugenia Place, Suite 104, Carpinteria, CA 93013; Nonprofit; Board Member, Chair of Investment Committee (voting member); 6/24/2020, 2 hours per quarter during business hours, 2 hours per quarter during non-business hours, no compensation

Exams

• S66 Uniform Combined State Law Examination
  2011-10-17
• S63 Uniform Securities Agent State Law Examination
  2001-08-06

Designations

• Certified Financial Planner

Other Names

• Lisa Ann Fallgren