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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-15 |
| CT | RA | APPROVED | 2000-01-04 |
Branch Locations
2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States
Burlington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southport | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Southport | CT | 03/2020 | Present |
Board of Directors; Healing Hoofbeats; Board Member; 41 Judge Lane, , Bethlehem, CT, 06751; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; AJS Corp.; Financial Advisor - I work on all financial planning and trading for the practice; Financial Advisor Practice; 2507 Post Rd 3rd Fl, , Southport, CT, 6890; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-18 |
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