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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

462 Plain Street, Marshfield, MA 02050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Marshfield MA 06/2000 11/2018
Osaic Wealth, Inc. Marshfield MA 11/2018 Present
  • 06/2000 → 11/2018
    John Hancock
    Marshfield, MA
  • 11/2018 → Present
    Marshfield, MA
Other Businesses

1. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Solicitation and service of financial products 2. INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Assist in the sale and service of insurance 3. CENTINEL ADVISORY GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2015 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Solicitation of service and financial products 4. JOHN MCLAUGHLIN, TRUSTEE POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/30/2025 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Trustee of trust INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Assist in the sale and service of insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-29
S63 Uniform Securities Agent State Law Examination 2001-03-08
  • S65 Uniform Investment Adviser Law Examination
    2019-01-29
  • S63 Uniform Securities Agent State Law Examination
    2001-03-08
Designations
Other Names
  • John M Mclaughlin
  • John M Mclaughlin, Jr

View on SEC IAPD

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