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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Marshfield | MA | 06/2000 | 11/2018 |
| Osaic Wealth, Inc. | Marshfield | MA | 11/2018 | Present |
1. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Solicitation and service of financial products 2. INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Assist in the sale and service of insurance 3. CENTINEL ADVISORY GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2015 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Solicitation of service and financial products 4. JOHN MCLAUGHLIN, TRUSTEE POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/30/2025 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Trustee of trust INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/05/2018 ADDRESS: 462 Plain Street, Marshfield MA 02050, United States DESCRIPTION: Assist in the sale and service of insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-08 |
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