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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-13
CO RA APPROVED 2011-10-26
  • TX RA
    APPROVED_RES
    Since 2023-02-13
  • CO RA
    APPROVED
    Since 2011-10-26

Branch Locations

7150 Campus Dr Ste 265, Colorado Springs, CO 80920 • United States

Colorado Springs, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Colorado Springs CO 05/2000 Present
Pfs Investments Inc. Colorado Springs CO 08/2000 Present
  • 05/2000 → Present
    Primerica Financial Services
    Colorado Springs, CO
  • 08/2000 → Present
    Colorado Springs, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. BTB, LLC, Investment Related, 540 Elkton Dr. Ste 104 Colorado Springs, CO 80907, Primerica Business Purposes, Owner, December 2010 to Present, 200 hours per month (120 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes. BTB SUP LLC, Not Investment Related, Colorado Springs, CO 80908, Nature of Business (Gun Parts), Position/Title (Partner), Start Date 07/24/2021 to Present, No time commitment, entity formed to purchase & own a gun part only JC Ranch, non investment, Colorado Springs, CO 80908, Ministry, Co-founder, 2/22/2018 to Present, Nonprofit, Not operational, 0 hours per month (0 hours per month during securities trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-05
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S65 Uniform Investment Adviser Law Examination
    2011-10-05
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26

View on SEC IAPD

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