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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-19 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Lexington | KY | 03/2009 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
5) LARs Rendon Rd, LLC, Investing Member, LARs Rendon Rd, LLC, will construct light industrial and warehouse space for rent near Fort Worth, TX. I would be one of the invetors but not a manager, 6924 Kirk Drive, Forth Worth, TX 76116, start date is 08/21/2017, 1 hr/mo, 1 hr/mo trading 6) FRANCES DTTTO, POA FOR MOTHER TO HELP PAY BILLS AND MANAGE FUNDS, START DATE 11/06/2017, 1 HR/MO, 1 HR/M TRADING. Name/Address: Osprey Investments, LLC 102 Thoroughbred Lane Nicholasville KY 40356 Start Date: 5/1/22 Hours Spent: 0-10 hours/month Hours Spent During Trading: 0-4 hours/month Role/Responsibility: Owner/Member: Rental Property Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-20 |
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