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Miki Christina Ohashi

Morgan Stanley

Honolulu, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-01-05
TX RA APPROVED_RES 2018-11-02
CA RA APPROVED 2014-02-04
  • HI RA
    APPROVED
    Since 2022-01-05
  • TX RA
    APPROVED_RES
    Since 2018-11-02
  • CA RA
    APPROVED
    Since 2014-02-04

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Honolulu HI 12/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 09/2018
Morgan Stanley Private Bank, N.A New York NY 01/2022 Present
  • 12/2013 → Present
    Morgan Stanley Smith Barney Llc
    Honolulu, HI
  • 01/2015 → 09/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-26
S63 Uniform Securities Agent State Law Examination 2000-12-02
  • S65 Uniform Investment Adviser Law Examination
    2004-03-26
  • S63 Uniform Securities Agent State Law Examination
    2000-12-02
Other Names
  • Miki C Ohashi
  • Miki Christina Wallace

View on SEC IAPD

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KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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