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Current Employers
Private Portfolio, Inc.

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037 • United States

7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037-4535 • UNITED STATES

Torre Alestra 391 Colonia Residencial San Agustin, San Pedro Garza Garcia 66260 • Mexico

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rica Holdings, S.A. De C.V. Monterrey 10/2007 Present
Titleist Asset Management Houston TX 01/2014 07/2022
Integra Consulting Houston TX 10/2011 Present
Private Portfolio, Inc La Jolla CA 07/2022 Present
  • 10/2007 → Present
    Rica Holdings, S.A. De C.V.
    Monterrey
  • 01/2014 → 07/2022
    Titleist Asset Management
    Houston, TX
  • 10/2011 → Present
    Integra Consulting
    Houston, TX
  • 07/2022 → Present
    La Jolla, CA
Other Businesses

INTEGRA CONSULTING, LLC - FORMALLY BASE SECURITIES, HOUSTON, TX - START 06/2004; EMPLOYEE, PART OWNER. SELL RISK MANAGEMENT SOFTWARE. TWO HOURS PER MONTH. PAID VIA SALARY AND COMMISSIONS. RICA HOLDINGS, SA DE CV - HOLDING COMPANY THAT OWNS 50% OF INTEGRA CONSULTING, LLC. THIS IS ONLY A HOLDING COMPANY WITH NO INCOME. RR SPENDS APPROX 30 MINUTES PER MONTH ON THIS ACTIVITY. NO SALARY OR COMMISSIONS. MAN INVESTMENTS, RIVERBANK HOUSE, 2 SWAN LANE, LONDON, EC4R 3AD, UNITED KINGDOM. PROVIDES INVESTMENT OPTIONS IN SEVERAL HEDGE FUNDS THAT WOULD OTHERWISE BE UNAVAILABLE THROUGH MY CURRENT CUSTODIAL PLATFORM. APPROX 2 HOURS PER MONTH. NO SALARY OR COMMISSIONS. Coquest Inc., 12222 Merit Drive suite 1130, Dallas Texas, 75251. START JULY 2021. COMMODITIES FUTURES BROKER. OFFERING MANAGE FUTURES AND HEDGING. 8 HOURS PER MONTH. PAID ONLY COMMISSIONS. SUMMA ASSET MANAGEMENT CORP. Avenida La Rotonda y Transversal, Costa del Este, PH Prime Time Tower, Piso 12 - Oficina 12C1, Panama City, Panama. START JULY 2022. REFERENCE CLIENTS FOR INVESTMENT OUTSIDE THE USA, MEXICO AND EUROPE. TWO HOURS PER MONTH. WILL BE PAID REFERRAL FEES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-09
  • S63 Uniform Securities Agent State Law Examination
    2004-09-09

View on SEC IAPD

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