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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
NC RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

2612 N Main Street, High Point, NC 27265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services High Point NC 09/2002 Present
Raymond James Financial Services Advisors, Inc High Point NC 01/2009 Present
Sexton Companies Inc High Point NC 01/2010 Present
Other Businesses

(1) Name of Business: Sexton Companies Inc Address: 2612 N Main St, High Point, NC, 27265, United States Activity Type: Tax Preparation Position/Title: Officer - President Investment Related: No Start Date: 01/25/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax Preparation and Bookkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-23
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28

View on SEC IAPD

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